SEC Form 4 · accession 0001039828-16-000164
AMERICAN EQUITY INVESTMENT LIFE HOLDING CO · AEL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott A. Samuelson
Officer — Vice President-Controller
Period of report
Apr 6, 2016
Accepted (ET)
Apr 8, 2016 · 1:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001039828
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 6, 2016 | P | 3,000 | $13.4477 | A | 8,888 | D | |
| Common StockF2 | holding | — | — | — | 5,112 | I | By ESOP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $13.44 to $13.45. The price reported in column 4 is an average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and the prices at which the transactions were settled.
- F2Reflects ESOP allocations that have occurred since the date of the reporting person's last ownership report.