SEC Form 4 · accession 0001039828-16-000158
AMERICAN EQUITY INVESTMENT LIFE HOLDING CO · AEL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David J Noble
Officer — Executive Chairman · Director
Period of report
Mar 30, 2016
Accepted (ET)
Mar 31, 2016 · 4:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001039828
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 30, 2016 | M | 50,000 | $10.65 | A | 1,541,529 | D | |
| Common Stock | holding | — | — | — | 9,229 | I | By ESOP | |
| Common Stock | holding | — | — | — | 7,407 | I | By Noble Charitable Trust | |
| Common Stock | holding | — | — | — | 237,000 | I | By Twenty Services |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options - Right to Buy | $10.65 | Mar 30, 2016 | M | 50,000 | D | Mar 31, 2013 | Mar 31, 2016 | Common Stock | 50,000 | 0 | D |