SEC Form 4 · accession 0001039828-16-000144
AMERICAN EQUITY INVESTMENT LIFE HOLDING CO · AEL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David J Noble
Officer — Executive Chairman · Director
Period of report
Mar 10, 2016
Accepted (ET)
Mar 11, 2016 · 1:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001039828
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 10, 2016 | A | 15,595 | $0.00 | A | 1,491,529 | D | |
| Common StockF2 | holding | — | — | — | 9,229 | I | By ESOP | |
| Common Stock | holding | — | — | — | 237,000 | I | By Twenty Services | |
| Common Stock | holding | — | — | — | 7,407 | I | By Noble Charitable Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1An award of restricted stock units pursuant to the American Equity Investment Life Holding Company 2009 Employee Incentive Plan that vested and converted into shares of common stock.
- F2Reflects ESOP allocations that have occurred since the date of the reporting person's last ownership report.