SEC Form 4 · accession 0001039828-16-000134
AMERICAN EQUITY INVESTMENT LIFE HOLDING CO · AEL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William R. Kunkel
Officer — Executive VP & General Counsel
Period of report
Feb 23, 2016
Accepted (ET)
Feb 24, 2016 · 6:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001039828
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 23, 2016 | M | 20,000 | $11.87 | A | 29,362 | D | |
| Common StockF1 | holding | — | — | — | 1,915 | I | By ESOP | |
| Common Stock | holding | — | — | — | 2,500 | I | by Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options - Right to Buy | $11.87 | Feb 23, 2016 | M | 20,000 | D | Dec 28, 2015 | Dec 28, 2022 | Common Stock | 20,000 | 0 | D |
Explanation of responses
- F1Reflects ESOP allocations that have occurred since the date of the reporting person's last ownership report.