SEC Form 4 · accession 0001039828-16-000130
AMERICAN EQUITY INVESTMENT LIFE HOLDING CO · AEL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David S Mulcahy
Director
Period of report
Feb 17, 2016
Accepted (ET)
Feb 18, 2016 · 7:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001039828
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 17, 2016 | M | 15,000 | $12.26 | A | 48,564 | D | |
| Common Stock | Feb 17, 2016 | M | 14,000 | $10.52 | A | 62,564 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options - Right to Buy | $12.26 | Feb 17, 2016 | M | 15,000 | D | Jun 9, 2014 | Jun 9, 2021 | Common Stock | 15,000 | 0 | D |
| Options - Right to Buy | $10.52 | Feb 17, 2016 | M | 14,000 | D | Jun 7, 2015 | Jun 7, 2022 | Common Stock | 14,000 | 0 | D |