SEC Form 4 · accession 0001039828-15-000110
AMERICAN EQUITY INVESTMENT LIFE HOLDING CO · AEL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald James Grensteiner
Officer — Vice President
Period of report
Dec 14, 2015
Accepted (ET)
Dec 15, 2015 · 6:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001039828
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 14, 2015 | M | 47,250 | $10.24 | A | 118,367 | D | |
| Common StockF1 | Dec 14, 2015 | S | 47,250 | $23.5896 | D | 71,117 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options - Right to Buy | $10.24 | Dec 14, 2015 | M | 47,250 | D | Mar 15, 2013 | Mar 15, 2016 | Common Stock | 47,250 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $23.39 to $23.67. The price reported in column 4 is an average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and the prices at which the transactions were settled.