SEC Form 4 · accession 0001039828-15-000102
AMERICAN EQUITY INVESTMENT LIFE HOLDING CO · AEL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John M Matovina
Officer — CEO & President · Director
Period of report
Nov 17, 2015
Accepted (ET)
Nov 18, 2015 · 3:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001039828
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 23, 2015 | G | 450 | $0.00 | D | 129,012 | D | |
| Common Stock | Apr 20, 2015 | G | 1,000 | $0.00 | D | 128,012 | D | |
| Common Stock | Nov 17, 2015 | M | 10,000 | $10.24 | A | 138,012 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options - Right to Buy | $10.24 | Nov 17, 2015 | M | 10,000 | D | Mar 15, 2013 | Mar 15, 2016 | Common Stock | 10,000 | 37,250 | D |