SEC Form 4 · accession 0001039828-15-000044
AMERICAN EQUITY INVESTMENT LIFE HOLDING CO · AEL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David J Noble
Officer — Executive Chairman · Director
Period of report
Mar 11, 2015
Accepted (ET)
Mar 13, 2015 · 11:55 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001039828
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 11, 2015 | S | 11,879 | $28.29 | D | 1,545,873 | D | |
| Common Stock | Mar 11, 2015 | S | 1,500 | $28.2901 | D | 1,544,373 | D | |
| Common Stock | Mar 11, 2015 | S | 858 | $28.295 | D | 1,543,515 | D | |
| Common Stock | Mar 11, 2015 | S | 1,700 | $28.30 | D | 1,541,815 | D | |
| Common StockF1,F2 | Mar 12, 2015 | S | 34,063 | $28.5577 | D | 1,507,752 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $28.35 to $28.80. The price reported in Column 4 is an average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and the prices at which the transactions were settled.
- F2Since the date of the reporting person's last ownership report, he no longer reports as beneficially owned any securities owned by his ex-wife that were previously reported as Indirect Ownership by Spouse.