SEC Form 4 · accession 0001473693-16-000006
ONEOK INC /NEW/ · OKE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Derek S Reiners
Officer — SVP, CFO & TREASURER
Period of report
Feb 20, 2016
Accepted (ET)
Feb 23, 2016 · 5:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001039684
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.0.01 | Feb 20, 2016 | M | 2,442 | $20.4835 | A | 28,750 | D | |
| Common Stock, par value $.0.01 | Feb 20, 2016 | F | 919 | $20.4835 | D | 27,831 | D | |
| Common Stock, par value $.0.01 | Feb 20, 2016 | M | 389 | $20.4835 | A | 28,220 | D | |
| Common Stock, par value $.0.01 | Feb 20, 2016 | F | 146 | $20.4835 | D | 1,453 | D | |
| Common Stock, par value $.0.01 | holding | — | — | — | 498 | I | Profit Sharing Plan | |
| Common Stock, par value $.0.01 | holding | — | — | — | 1,453 | I | by Thrift Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance Units 2013F1 | — | Feb 20, 2016 | M | 9,223 | D | — | — | Common Stock, par value $.0.01 | 9,223 | 0 | D |
| Performance Units 2013-2F1 | — | Feb 20, 2016 | M | 1,456 | D | — | — | Common Stock, par value $.0.01 | 1,456 | 0 | D |
| Restricted Units 2013F2 | — | Feb 20, 2016 | M | 2,442 | D | — | — | Common Stock, par value $.0.01 | 2,442 | 0 | D |
| Restricted Units 2013-2F2 | — | Feb 20, 2016 | M | 389 | D | — | — | Common Stock, par value $.0.01 | 389 | 0 | D |
Explanation of responses
- F1Performance units awarded under the Issuer's Equity Compensation Plan. The award, including dividend equivalents, vested on February 20, 2016, at less than the 25th percentile for the Issuer's total stockholder return compared to the total stockholder return of a selected peer group, resulting in no shares being issued to the reporting person.
- F2Restricted units awarded under the Issuer's Long-Term Incentive Plan. The award vested on February 20, 2016. During the 3-year vesting period, the award was credited with dividend equivalents that were paid out in shares of common stock at the time the underlying units vested and were issued. The award and credited dividend equivalents were payable one share of the Issuer's common stock for each vested restricted unit and dividend equivalent.