SEC Form 4 · accession 0001304183-16-000005
ONEOK INC /NEW/ · OKE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin S McCarthy
Director
Period of report
Dec 29, 2015
Accepted (ET)
Jan 19, 2016 · 12:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001039684
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock-OKEF1,F3 | — | Dec 29, 2015 | A | 2,318 | A | — | — | Common Stock, par value $.0.01 | 2,318 | 2,318 | D |
Explanation of responses
- F1Shares of phantom stock are convertible into Issuer common stock on a 1-for-1 ratio.
- F2The reporting person was elected to the Issuer's Board of Directors on December 29, 2015. The shares reported are the annual stock retainer prorated for the period of December 2015 through April 2016 and elected to be deferred by the reporting person under the Issuer's Deferred Compensation Plan for Non-Employee Directors.
- F3Phantom stock is accrued under the Issuer's Deferred Compensation Plan for Non-Employee Directors and is settled in shares of Issuer common stock at the determination date or a designated date upon the reporting person's retirement.