SEC Form 4 · accession 0001237472-16-000004
ONEOK INC /NEW/ · OKE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jim W Mogg
Director
Period of report
May 25, 2016
Accepted (ET)
May 27, 2016 · 2:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001039684
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock-OKEF1,F3 | — | May 25, 2016 | A | 3,168 | A | — | — | Common Stock, par value $.0.01 | 3,168 | 56,362 | D |
| Phantom Stock-OKEF1,F3 | — | May 25, 2016 | A | 763 | A | — | — | Common Stock, par value $.0.01 | 763 | 57,125 | D |
| Phantom Stock-OKEF1,F3 | — | May 25, 2016 | A | 234 | A | — | — | Common Stock, par value $.0.01 | 234 | 57,359 | D |
Explanation of responses
- F1Shares of phantom stock are convertible into Issuer common stock on a 1-for-1 ratio.
- F2Annual cash and/or stock retainer elected to be deferred to phantom stock under the Issuer's Deferred Compensation Plan for Non-Employee Directors.
- F3Phantom stock is accrued under the Issuer's Deferred Compensation Plan for Non-Employee Directors and is settled in shares of Issuer common stock at the determination date or a designated date upon the reporting person's retirement.