SEC Form 4 · accession 0001188187-16-000004
ONEOK INC /NEW/ · OKE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James C Day
Director
Period of report
May 25, 2016
Accepted (ET)
May 27, 2016 · 3:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001039684
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.0.01F1 | May 25, 2016 | M | 46,276 | $42.615 | A | 78,876 | I | by Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock-OKEF1,F2 | — | May 25, 2016 | M | 46,276 | D | — | — | Common Stock, par value $.0.01 | 46,276 | 0 | D |
Explanation of responses
- F1The reporting person retired from the board on May 25, 2016, and the phantom stock that had accrued under the Issuer's Deferred Compensation Plan for Non-Employee Directors was converted and shares of Issuer's common stock were issued to the reporting person upon retirement from the board. The shares issued were based on the reporting person's annual elections under the Issuer's Deferred Compensation Plan for Non-Employee Directors.
- F2Shares of phantom stock are convertible into Issuer common stock on a 1-for-1 ratio.