SEC Form 4/A · accession 0001043333-15-000008
ONEOK INC /NEW/ · OKE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Terry K Spencer
Officer — PRESIDENT & CEO
Period of report
Feb 18, 2015
Accepted (ET)
Jun 1, 2015 · 3:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001039684
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance Units 2015F1,F2 | — | Feb 18, 2015 | A | 33,175 | A | — | — | Common Stock, par value $.0.01 | 33,175 | 33,175 | D |
Explanation of responses
- F1The purpose of this amendment is to correct a clerical error made when the original Form 4 was filed. The title of the derivative security on the first line of Table II was incorrect, which resulted in an incorrect balance being shown in column 9. The title should have been Performance Units 2015 rather than Performance Units 2014, and the balance in column 9 should have been 33,175 rather than 59,858.1654.
- F2Performance units awarded under the Issuer's Equity Compensation Plan. The award will vest on February 18, 2018, for a percentage (0% to 200%) of the performance units awarded based upon the Issuer's total shareholder return compared to total shareholder return of a selected peer group. During the 3-year vesting period, the award will be credited with dividend equivalents that will be paid out in shares of common stock at the time the underlying units vest and shares are issued. The award and credited dividend equivalents will be payable one share of the Issuer's common stock for each vested performance unit and dividend equivalent.