SEC Form 4 · accession 0001256949-16-000012
FORMFACTOR INC · FORM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael M Ludwig
Officer — SR VP, CFO
Period of report
Apr 6, 2016
Accepted (ET)
Apr 8, 2016 · 7:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001039399
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance SharesF1 | $0.00 | Apr 6, 2016 | A | 63,600 | A | — | — | Common Stock | 63,600 | 63,600 | D |
Explanation of responses
- F1Represents the amount of performance-based restricted stock units (granted in May 2014) that were determined to be earned based on TSR for the two-year performance period ended March 31, 2016. These units are fully vested, and the underlying shares will be released to the reporting person on the next market trading day during an open trading window under the Issuer's Insider Trading Policy.
Remarks
EXHIBIT LIST: EX-24 POA - Ludwig