SEC Form 4 · accession 0001039399-18-000066
FORMFACTOR INC · FORM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mike Slessor
Officer — CEO · Director
Period of report
Jul 20, 2018
Accepted (ET)
Jul 24, 2018 · 4:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001039399
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 20, 2018 | M | 17,333 | $0.00 | A | 331,669 | D | |
| Common Stock | Jul 20, 2018 | F | 9,357 | $14.00 | D | 322,312 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F2 | $0.00 | Jul 20, 2018 | M | 17,333 | D | — | — | Common Stock | 17,333 | 34,667 | D |
Explanation of responses
- F1The restricted stock units released were settled in shares of common stock and were immediately cancelled upon settlement.
- F2The Restricted Stock Unit vests in three (3) equal annual installments beginning on July 20, 2018.
- F3Price Not Applicable.