SEC Form 5 · accession 0001493152-18-011377
NETSOL TECHNOLOGIES INC · NTWK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Najeeb Ghauri
Officer — CEO · Director
Period of report
Jun 30, 2018
Accepted (ET)
Aug 10, 2018 · 4:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001039280
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Apr 30, 2018 | G | 15,000 | $0.00 | D | 718,410 | D | |
| Common StockF2 | Jun 11, 2018 | G | 10,000 | $0.00 | D | 708,410 | D | |
| Common StockF2 | Jun 30, 2018 | G | 4,132 | $0.00 | D | 704,278 | D | |
| Common StockF2 | Jun 30, 2018 | G | 4,132 | $0.00 | D | 700,146 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OptionsF3 | — | holding | — | — | — | — | — | Common Stock | 30,000 | 30,000 | D |
Explanation of responses
- F1All shares referenced were gifted to family members.
- F2Of total amount of securities held, 15,000 are held indirectly by spouse.
- F3N/A