SEC Form 5 · accession 0001493152-17-009452
NETSOL TECHNOLOGIES INC · NTWK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Najeeb Ghauri
Officer — CEO · Director
Period of report
Jun 30, 2017
Accepted (ET)
Aug 15, 2017 · 5:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001039280
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 15, 2017 | A | 8,264 | $0.00 | A | 610,409 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OptionsF4,F3 | — | holding | — | — | — | — | — | Common Stock | 180,671 | 180,671 | D |
Explanation of responses
- F1Issued as compensation for services rendered.
- F2Of total amount of securities held, 15,000 are held indirectly by spouse.
- F3N/A
- F450,000 options expired on 11/07/2016