SEC Form 4 · accession 0001140361-18-045341
L3 TECHNOLOGIES, INC. · LLL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher E Kubasik
Officer — CEO & President · Director
Period of report
Dec 14, 2018
Accepted (ET)
Dec 18, 2018 · 5:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001039101
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Dec 14, 2018 | A | 52,277 | $0.00 | A | 81,771 | D | |
| Common StockF4,F2 | Dec 14, 2018 | F | 27,822 | $191.29 | D | 53,949 | D | |
| Common StockF5,F2 | Dec 14, 2018 | A | 10,465 | $0.00 | A | 64,414 | D | |
| Common StockF6,F2 | Dec 14, 2018 | F | 5,570 | $191.29 | D | 58,844 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1As described in the Current Report on Form 8-K filed on December 18, 2018, represents a grant of restricted stock which vests on the three-year anniversary of the grant date.
- F2Does not include shares issuable upon the exercise of options.
- F3Reflects additional shares acquired through the Company's Master Savings (401(k)) Plan.
- F4Represents the number of common shares surrendered to pay applicable tax with respect to the grant of restricted stock, in connection with an election made pursuant to Section 83(b) of the Internal Revenue Code.
- F5As described in the Current Report on Form 8-K filed on December 18, 2018, represents shares acquired through the vesting of performance units settled in common stock. The performance units were granted on February 16, 2016.
- F6Represents the number of common shares surrendered to pay applicable tax withholding on the shares acquired through the vesting of the performance units.