SEC Form 4 · accession 0001140361-18-009394

L3 TECHNOLOGIES, INC. · LLL

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — See Remarks

Period of report

Feb 16, 2018

Accepted (ET)

Feb 21, 2018 · 4:49 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001039101

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock^F1,F2	Feb 16, 2018	F	266	$212.89	D	2,091	D
Common Stock^F3,F1	Feb 20, 2018	A	925	$0.00	A	3,016	D
Common Stock^F4,F1	Feb 20, 2018	F	226	$210.98	D	2,790	D
Common Stock^F5,F1	Feb 20, 2018	A	1,955	$0.00	A	4,745	D
Common Stock^F6,F1	Feb 20, 2018	A	1,849	$0.00	A	6,594	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
02/20/18 Employee Stock Option (Right to Buy)^F7	$210.98	Feb 20, 2018	A	10,122	A	—	Feb 20, 2028	Common Stock	10,122	10,122	D

F1Does not include shares issuable upon the exercise of options.
F2Reflects additional shares acquired through the Company's Master Savings (401(k)) Plan.
F3Represents shares acquired through the vesting of performance units settled in common stock. The performance units were granted on February 17, 2015.
F4Represents the number of common shares surrendered to pay applicable tax withholding on the shares acquired through the vesting of the performance units.
F5Represents the deemed acquisition of restricted stock units upon the satisfaction of relevant performance criteria. These restricted stock units were granted on February 21, 2017 and vest on the three-year anniversary of the grant date, provided certain performance criteria have been met for the fiscal year ended December 31, 2017.
F6Grant of restricted stock units which vest on the three-year anniversary of the grant date.
F7This option vests annually in equal one-third increments beginning on the one-year anniversary of the grant date.

Senior Vice President and President of Electronic Systems