SEC Form 4 · accession 0001140361-18-009342
L3 TECHNOLOGIES, INC. · LLL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher E Kubasik
Officer — See Remarks · Director
Period of report
Feb 20, 2018
Accepted (ET)
Feb 21, 2018 · 4:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001039101
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Feb 20, 2018 | A | 7,109 | $0.00 | A | 15,785 | D | |
| Common StockF4,F2 | Feb 20, 2018 | A | 13,651 | $0.00 | A | 29,436 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the deemed acquisition of restricted stock units upon the satisfaction of relevant performance criteria. These restricted stock units were granted on February 21, 2017 and vest on the three-year anniversary of the grant date, provided certain performance criteria have been met for the fiscal year ended December 31, 2017.
- F2Does not include shares issuable upon the exercise of options.
- F3Reflects additional shares acquired through the Company's Master Savings (401(k)) Plan
- F4Grant of restricted stock units which vest on the three-year anniversary of the grant date
Remarks
Chief Executive Officer and President