SEC Form 4 · accession 0001140361-17-032591
L3 TECHNOLOGIES, INC. · LLL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Claude R Canizares
Director
Period of report
Aug 16, 2017
Accepted (ET)
Aug 17, 2017 · 4:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001039101
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 16, 2017 | M | 2,981 | $107.40 | A | 19,834 | D | |
| Common StockF1,F2 | Aug 16, 2017 | S | 2,981 | $181.68 | D | 16,857 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 04/01/2008 Director Stock Option (Right to Buy)F3 | $107.40 | Aug 16, 2017 | M | 2,981 | D | — | Apr 1, 2018 | Common Stock | 2,981 | 0 | D |
Explanation of responses
- F1Does not include shares issuable upon the exercise of options.
- F2The amount of securities beneficially owned was increased by 4 shares due to a technical error in our third party plan administrator's reporting software.
- F3This option vests annually in equal one-third increments beginning on the one-year anniversary of the grant date.