SEC Form 4 · accession 0001140361-17-014364
L3 TECHNOLOGIES, INC. · LLL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas A Corcoran
Director
Period of report
Mar 31, 2017
Accepted (ET)
Apr 3, 2017 · 4:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001039101
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 31, 2017 | M | 3,332 | $84.14 | A | 17,114 | D | |
| Common StockF3,F2 | Mar 31, 2017 | F | 1,697 | $165.29 | D | 15,417 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 4/02/2007 Director Stock Option (Right to Buy)F4 | $84.14 | Mar 31, 2017 | M | 3,332 | D | — | Apr 2, 2017 | Common Stock | 3,332 | 0 | D |
Explanation of responses
- F1These options were exercised automatically on the last business day before the Expiration Date.
- F2Does not include shares issuable upon the exercise of options.
- F3Represents the number of common shares withheld to pay exercise price of stock options.
- F4This option vests annually in equal one-third increments beginning on the one-year anniversary of the grant date.