SEC Form 4 · accession 0001127602-19-005735
L3 TECHNOLOGIES, INC. · LLL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Todd W. Gautier
Officer — See Remarks
Period of report
Feb 11, 2019
Accepted (ET)
Feb 13, 2019 · 5:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001039101
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Feb 11, 2019 | A | 6,293 | $0.00 | A | 13,004 | D | |
| Common StockF4,F2 | Feb 11, 2019 | A | 1,550 | $0.00 | A | 14,554 | D | |
| Common StockF5,F2 | Feb 11, 2019 | F | 378 | $206.59 | D | 14,176 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Grant of restricted stock units which vest on the three-year anniversary of the grant date.
- F2Does not include shares issuable upon the exercise of options.
- F3Reflects additional shares acquired through the Company's Employee Stock Purchase Plan and Master Savings (401(k)) Plan.
- F4Represents shares acquired through the vesting of performance units settled in common stock. The performance units were granted on February 16, 2016.
- F5Represents the number of common shares surrendered to pay applicable tax withholding on the shares acquired through the vesting of the performance units.
Remarks
Senior Vice President and President of Electronic Systems