SEC Form 4 · accession 0001127602-18-013115
L3 TECHNOLOGIES, INC. · LLL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert B Millard
Director
Period of report
Mar 29, 2018
Accepted (ET)
Mar 30, 2018 · 4:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001039101
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 29, 2018 | M | 2,981 | $107.40 | A | 208,664 | D | |
| Common StockF3,F2 | Mar 29, 2018 | F | 1,540 | $208.00 | D | 207,124 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 4/01/2008 Director Stock Option (Right to Buy)F4 | $107.40 | Mar 29, 2018 | M | 2,981 | D | — | Apr 1, 2018 | Common Stock | 2,981 | 0 | D |
Explanation of responses
- F1These options were exercised automatically on the last business day before the Expiration Date in accordance with the terms of the plan under which they were granted.
- F2Does not include shares issuable upon the exercise of options
- F3Represents the number of common shares withheld to pay exercise price of stock option.
- F4This option vest annually in equal one-third increments beginning on the one-year anniversary of the grant date.