SEC Form 4 · accession 0001179110-18-001752
OSI SYSTEMS INC · OSIS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alan I Edrick
Officer — EVP & CFO
Period of report
Feb 5, 2018
Accepted (ET)
Feb 7, 2018 · 8:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001039065
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 5, 2018 | M | 10,000 | $20.92 | A | 200,854 | D | |
| Common Stock | Feb 7, 2018 | M | 14,000 | $23.18 | A | 214,854 | D | |
| Common StockF1 | Feb 7, 2018 | F | 8,642 | $59.92 | D | 206,212 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common Stock | $20.92 | Feb 5, 2018 | M | 10,000 | D | Jul 28, 2011 | Jul 27, 2018 | Common Stock | 10,000 | 239,000 | D |
| Option to Purchase Common Stock | $23.18 | Feb 7, 2018 | M | 14,000 | D | Feb 8, 2011 | Feb 7, 2018 | Common Stock | 14,000 | 225,000 | D |
Explanation of responses
- F1Pursuant with a net settlement, shares of stock were tendered to pay for the exercise price of the options and tax withholding. No shares of stock were sold.