SEC Form 4 · accession 0001179110-16-033154
OSI SYSTEMS INC · OSIS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Victor S Sze
Officer — General Counsel
Period of report
Dec 14, 2016
Accepted (ET)
Dec 16, 2016 · 8:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001039065
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 14, 2016 | M | 24,000 | $20.02 | A | 198,341 | D | |
| Common Stock | Dec 14, 2016 | S | 24,000 | $75.40 | D | 174,341 | D | |
| Common Stock | Dec 15, 2016 | M | 10,000 | $23.18 | A | 184,341 | D | |
| Common Stock | Dec 15, 2016 | S | 10,000 | $75.77 | D | 174,341 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common stock | $20.02 | Dec 14, 2016 | M | 24,000 | D | Sep 17, 2010 | Sep 16, 2017 | Common Stock | 24,000 | 167,000 | D |
| Option to Purchase Common Stock | $23.18 | Dec 15, 2016 | M | 10,000 | D | Feb 8, 2011 | Feb 7, 2018 | Common Stock | 10,000 | 157,000 | D |