SEC Form 4 · accession 0001104659-15-066097
OSI SYSTEMS INC · OSIS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Chee Cheong Nicholas Ong
Officer — Pres., Spacelabs Healthcare
Period of report
Dec 19, 2014
Accepted (ET)
Sep 18, 2015 · 8:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001039065
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 19, 2014 | P | 1,000 | $71.70 | A | 79,529 | D | |
| Common Stock | Dec 19, 2014 | S | 2,000 | $71.85 | D | 77,529 | D | |
| Common Stock | Dec 24, 2014 | S | 1,000 | $72.20 | D | 76,529 | D | |
| Common Stock | Jun 8, 2015 | S | 3,826 | $72.425 | D | 72,703 | D | |
| Common Stock | Aug 7, 2015 | P | 1,000 | $67.00 | A | 73,703 | D | |
| Common Stock | Sep 8, 2015 | S | 1,000 | $74.45 | D | 72,703 | D | |
| Common Stock | Sep 17, 2015 | S | 1,000 | $78.63 | D | 71,703 | D | |
| Common Stock | Sep 17, 2015 | M | 14,000 | $16.72 | A | 85,703 | D | |
| Common Stock | Sep 17, 2015 | M | 8,000 | $10.96 | A | 93,703 | D | |
| Common Stock | Sep 17, 2015 | S | 31,710 | $78.84 | D | 61,993 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common Stock | $16.72 | Sep 17, 2015 | M | 14,000 | D | Feb 8, 2011 | Feb 7, 2018 | Common Stock | 14,000 | 30,963 | D |
| Option to Purchase Common Stock | $10.96 | Sep 17, 2015 | M | 8,000 | D | Nov 14, 2011 | Nov 13, 2018 | Common Stock | 8,000 | 22,963 | D |
Explanation of responses
- F1The reporting person's purchase of 1,000 shares of OSI Systems, Inc. common stock on December 19, 2014 reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934 with the reporting person's sale of 1,000 shares of OSI Systems, Inc. common stock at a price of $72.425 on June 8, 2015.
- F2The reporting person's purchase of 1,000 shares of OSI Systems, Inc. common stock on August 7, 2015 reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934 with the following sales of OSI Systems, Inc. common stock on September 17, 2015: 200 shares at a price of $78.94; 500 shares at a price of $78.96; 200 shares at a price of $79.05; and 100 shares at a price of $79.10.
- F3The reporting person has delivered payment to OSI Systems, Inc. in the amount of $12,713, representing the full amount of the profit realized in connection with the short-swing transactions.