SEC Form 4 · accession 0001721614-18-000004
SMARTFINANCIAL INC. · SMBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven B. Tucker
Director
Period of report
Nov 8, 2018
Accepted (ET)
Nov 9, 2018 · 3:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001038773
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 8, 2018 | P | 800 | $20.89 | A | 42,887 | D | |
| Common Stock | holding | — | — | — | 6,730 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) | $11.76 | holding | — | — | — | May 1, 2010 | May 1, 2020 | Common Stock | 11,333 | 11,333 | D |