SEC Form 4 · accession 0001652736-15-000002
SMARTFINANCIAL INC. · SMBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Felicia F. Barbee
Other
Period of report
Sep 30, 2015
Accepted (ET)
Oct 2, 2015 · 8:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001038773
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $15.05 | Sep 30, 2015 | A | 3,075 | A | Sep 30, 2017 | Sep 30, 2025 | Common Stock | 3,075 | 6,825 | D |