SEC Form 4 · accession 0001652714-18-000001
SMARTFINANCIAL INC. · SMBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory L. Davis
Officer — Chief Lending Officer and EVP
Period of report
Aug 24, 2017
Accepted (ET)
Jan 18, 2018 · 11:42 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001038773
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 24, 2017 | M | 5,361 | $10.48 | A | 28,031 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Management Stock Option (right to buy) | $10.48 | Aug 24, 2017 | M | 5,361 | D | Jun 24, 2010 | Jun 24, 2020 | Common Stock | 5,361 | 0 | D |
Remarks
Exhibit List Exhibit 24-Power of Attorney