SEC Form 4 · accession 0001652714-17-000001
SMARTFINANCIAL INC. · SMBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory L. Davis
Officer — Chief Lending Officer and EVP
Period of report
Jan 30, 2017
Accepted (ET)
Feb 1, 2017 · 5:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001038773
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 30, 2017 | M | 21,000 | $9.52 | A | 43,670 | D | |
| Common Stock | Jan 30, 2017 | S | 21,000 | $19.25 | D | 22,670 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $9.52 | Jan 30, 2017 | M | 21,000 | D | Feb 22, 2007 | Feb 22, 2017 | Common Stock | 21,000 | 0 | D |