SEC Form 4 · accession 0001652521-18-000003
SMARTFINANCIAL INC. · SMBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Austin Ogle
Director
Period of report
Mar 6, 2018
Accepted (ET)
Mar 8, 2018 · 4:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001038773
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 6, 2018 | P | 4,700 | $22.0982 | A | 184,627 | D | |
| Common StockF1 | holding | — | — | — | 39,480 | I | By Spouse | |
| Common StockF2 | holding | — | — | — | 38,640 | I | By Partnership |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person disclaims beneficial ownership of all shares except to the extent of his pecuniary interest, if any, therein.
- F2Shares owned by the Ogle Land Partnership, of which Mr. Ogle is a partner.