SEC Form 4/A · accession 0001652521-18-000002
SMARTFINANCIAL INC. · SMBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
David Austin Ogle
Director
Period of report
Feb 10, 2017
Accepted (ET)
Feb 22, 2018 · 6:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001038773
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 10, 2017 | M | 31,500 | $9.52 | A | 171,885 | D | |
| Common StockF1 | Feb 10, 2017 | M | 8,042 | $10.48 | A | 179,927 | D | |
| Common StockF2 | holding | — | — | — | 39,480 | I | By Spouse | |
| Common StockF3 | holding | — | — | — | 38,640 | I | By Partnership |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person's original Form 4 (filed 02/10/2017) incorrectly stated, due to an error on the reporting person's prior Form 4 (filed 09/09/2015), the amount of securities beneficially owned in Column 5.
- F2The reporting person disclaims beneficial ownership of all shares except to the extent of his pecuniary interest, if any, therein.
- F3Shares owned by the Ogle Land Partnership, of which Mr. Ogle is a partner.