SEC Form 4/A · accession 0001652521-18-000001
SMARTFINANCIAL INC. · SMBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
David Austin Ogle
Director
Period of report
Aug 31, 2015
Accepted (ET)
Feb 22, 2018 · 5:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001038773
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 31, 2015 | A | 140,385 | — | A | 140,385 | D | |
| Common StockF1,F2,F3 | Aug 31, 2015 | A | 39,480 | — | A | 39,480 | I | By Spouse |
| Common StockF1,F2,F4 | Aug 31, 2015 | A | 38,640 | — | A | 38,640 | I | By Partnership |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person's original Form 4 filed 09/09/2015 incorrectly stated, due to a mathematical error, the number of shares acquired in Column 4. The mathematical error was failing to multiply the shares in Column 4 by an exchange ratio of 1.05, pursuant to the Merger.
- F2Received in connection with the Merger.
- F3The reporting person disclaims beneficial ownership of all shares except to the extent of his pecuniary interest, if any, therein.
- F4Shares owned by the Ogle Land General Partnership, of which Mr. Ogle is a partner.
Remarks
Exhibit List Exhibit 24-Power of Attorney