SEC Form 5 · accession 0001652519-18-000001
SMARTFINANCIAL INC. · SMBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William Young Carroll Sr.
Officer — Vice-Chairman · Director
Period of report
Dec 31, 2017
Accepted (ET)
Feb 5, 2018 · 7:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001038773
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 25, 2017 | G | 41,666 | $0.00 | D | 69,134 | D | |
| Common Stock | Sep 25, 2017 | G | 41,666 | $0.00 | D | 27,468 | D |
Table II — derivative securities
No Table II lines on this filing.
Remarks
Exhibit List Exhibit 24-Power of Attorney