SEC Form 4 · accession 0001652517-18-000001
SMARTFINANCIAL INC. · SMBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
C Bryan Johnson
Officer — Chief Financial Officer
Period of report
Jan 9, 2018
Accepted (ET)
Jan 10, 2018 · 3:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001038773
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 9, 2017 | M | 2,000 | $11.67 | A | 5,250 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Management Stock Option (right to buy) | $11.67 | Sep 1, 2017 | M | 2,000 | D | Jan 27, 2011 | Jan 27, 2021 | Common Stock | 2,000 | 0 | D |