SEC Form 4 · accession 0001652517-17-000001
SMARTFINANCIAL INC. · SMBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
C Bryan Johnson
Officer — Chief Financial Officer
Period of report
Sep 1, 2017
Accepted (ET)
Sep 6, 2017 · 2:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001038773
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 1, 2017 | M | 1,250 | $11.67 | A | 3,250 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Management Stock Option | $11.67 | Sep 1, 2017 | M | 1,250 | D | Jan 27, 2011 | Jan 27, 2021 | Common Stock | 1,250 | 2,000 | D |