SEC Form 4 · accession 0001652517-15-000001
SMARTFINANCIAL INC. · SMBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
C Bryan Johnson
Officer — Chief Financial Officer
Period of report
Aug 31, 2015
Accepted (ET)
Sep 9, 2015 · 3:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001038773
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Management Stock OptionF1 | $11.67 | Aug 31, 2015 | A | 5,250 | A | Jan 27, 2011 | Jan 27, 2021 | Common Stock | 5,250 | 5,250 | D |
Explanation of responses
- F1Received in the merger in exchange for a stock option to acquire 5,000 shares of SmartFinancial, Inc. common stock for $12.25 per share.