SEC Form 4 · accession 0001652465-19-000001
SMARTFINANCIAL INC. · SMBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Monique Berke
Director
Period of report
Jan 24, 2019
Accepted (ET)
Jan 28, 2019 · 8:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001038773
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 24, 2019 | A | 500 | $0.00 | A | 5,013 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF1 | $15.05 | holding | — | — | — | Sep 30, 2017 | Sep 30, 2025 | Common Stock | 1,025 | 1,025 | D |
Explanation of responses
- F1Fully vested.