SEC Form 4 · accession 0001340386-17-000001
SMARTFINANCIAL INC. · SMBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Wesley Miller Welborn
Officer — Chairman · Director
Period of report
Jul 28, 2017
Accepted (ET)
Aug 1, 2017 · 5:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001038773
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 28, 2017 | P | 5,814 | $24.07 | A | 39,937 | D | |
| Common Stock | Jul 31, 2017 | P | 2,500 | $24.50 | A | 9,167 | I | By Elizabeth Houston Welborn Trust |
| Common Stock | Jul 31, 2017 | P | 2,500 | $25.25 | A | 9,167 | I | By Margaret Polfrey Welborn Trust |
| Common StockF2 | Jul 31, 2017 | P | 2,500 | $24.58 | A | 9,167 | I | By Ann Miller Welborn Trust |
| Common Stock | holding | — | — | — | 4,725 | I | By Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $23.81 to $24.19, inclusive. The reporting person undertakes to provide to SmartFinancial, Inc., any security holder of SmartFinancial, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.
- F2The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $24.50 to $25.25, inclusive.