SEC Form 5 · accession 0001140361-17-043650
VOLT INFORMATION SCIENCES, INC. · VISI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bruce G Goodman
Director
Period of report
Oct 29, 2017
Accepted (ET)
Nov 22, 2017 · 12:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000103872
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Sep 19, 2017 | G | 12,000 | $0.00 | D | 1,262,990 | I | By Spouse |
| Common StockF1,F2,F3 | Sep 19, 2017 | G | 12,000 | $0.00 | A | 122,356 | I | As Co-Trustee |
| Common Stock | holding | — | — | — | 74,497 | D | ||
| Common StockF2,F4 | holding | — | — | — | 557,054 | I | As Co-Trustee | |
| Common StockF2,F5 | holding | — | — | — | 4,000 | I | As Co-Trustee |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction involved a gift of securities by the spouse of the reporting person to trusts for the benefit of children of the spouse of the reporting person.
- F2The reporting person disclaims beneficial ownership of these securities and the filing of this statement shall not be construed as an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of these securities.
- F3Held by the reporting person, the spouse of the reporting person and the sister of the spouse of reporting person, as co-trustees of trusts for the benefit of children of the spouse of the reporting person.
- F4Held by the reporting person and the sister of the spouse of the reporting person, as co-trustees of a trust for the benefit of children of the spouse of the reporting person.
- F5Held by the reporting person as trustee of an irrevocable trust for the benefit of a child of the reporting person.