SEC Form 4 · accession 0001140361-16-069894
VOLT INFORMATION SCIENCES, INC. · VISI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Bruce G Goodman
Director
Period of report
Jun 13, 2016
Accepted (ET)
Jun 15, 2016 · 5:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000103872
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 13, 2016 | A | 12,376 | $0.00 | A | 57,202 | D | |
| Common Stock | Jun 15, 2016 | P | 2,000 | $5.8825 | A | 59,202 | D | |
| Common Stock | Jun 15, 2016 | P | 2,000 | $5.8791 | A | 61,202 | D | |
| Common Stock | Jun 15, 2016 | P | 1,000 | $5.8824 | A | 61,202 | D | |
| Common StockF1,F2 | Jun 15, 2016 | P | 1,000 | $5.916 | A | 4,000 | I | As Co-Trustee |
| Common StockF3,F1 | Apr 12, 2016 | G | 7,000 | $0.00 | D | 1,274,990 | I | By Spouse |
| Common StockF3,F1,F4 | Apr 12, 2016 | G | 7,000 | $0.00 | A | 110,356 | I | As Trustee |
| Common StockF1,F5 | holding | — | — | — | 557,054 | I | As Co-Trustee |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person disclaims beneficial ownership of these securities and the filing of this statement shall not be construed as an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of these securities.
- F2Held by the reporting person as trustee of an irrevocable trust for the benefit of a child of the reporting person.
- F3This transaction involved a gift of securities by the spouse of the reporting person to trusts for the benefit of children of the spouse of the reporting person.
- F4Held by the reporting person, the spouse of the reporting person and the sister of the spouse of reporting person, as co-trustees of trusts for the benefit of children of the spouse of the reporting person.
- F5Held by the reporting person and the sister of the spouse of the reporting person, as co-trustees of a trust for the benefit of children of the spouse of the reporting person.