SEC Form 4 · accession 0001140361-15-026307
VOLT INFORMATION SCIENCES, INC. · VISI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bruce G Goodman
Director
Period of report
Jun 29, 2015
Accepted (ET)
Jul 1, 2015 · 5:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000103872
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 29, 2015 | A | 8,082 | $0.00 | A | 29,826 | D | |
| Common Stock | Jun 30, 2015 | P | 1,526 | $9.64 | A | 31,352 | D | |
| Common Stock | Jun 30, 2015 | P | 774 | $9.68 | A | 32,126 | D | |
| Common Stock | Jun 30, 2015 | P | 700 | $9.65 | A | 32,826 | D | |
| Common Stock | Jun 30, 2015 | P | 700 | $9.69 | A | 33,526 | D | |
| Common Stock | Jun 30, 2015 | P | 1,300 | $9.70 | A | 34,826 | D | |
| Common StockF2,F3 | holding | — | — | — | 73,356 | I | As Co-Trustee | |
| Common StockF2 | holding | — | — | — | 1,311,990 | I | By Spouse | |
| Common StockF2,F4 | holding | — | — | — | 1,500 | I | As Trustee | |
| Common StockF2,F5 | holding | — | — | — | 557,054 | I | As Co-Trustee |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF6 | $9.28 | Jun 29, 2015 | A | 36,675 | A | Jun 29, 2015 | Jun 28, 2022 | Common Stock | 36,675 | 36,675 | D |
Explanation of responses
- F1On June 29, 2015, the reporting person was granted fully vested shares of common stock as part of the director compensation program approved by the board of directors.
- F2The filing of this statement shall not be construed as an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of these securities.
- F3Held by the reporting person, the spouse of the reporting person and the sister of the spouse of reporting person, as co-trustees of trusts for the benefit of children of the spouse of the reporting person.
- F4Held by the reporting person as trustee of an irrevocable trust for the benefit of a child of the reporting person.
- F5Held by the reporting person and the sister of the spouse of the reporting person, as co-trustees of a trust for the benefit of children of the spouse of the reporting person.
- F6On June 29, 2015, the reporting person was granted fully vested stock options as part of the director compensation program approved by the board of directors.