SEC Form 4 · accession 0001128784-18-000007
VOLT INFORMATION SCIENCES, INC. · VISI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven A Shaw
10% Owner
Period of report
Dec 22, 2018
Accepted (ET)
Dec 26, 2018 · 5:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000103872
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par valueF3,F5,F2 | Dec 21, 2018 | J | 1,398,318 | $0.00 | D | 3,229 | I | Co-Trustee |
| Common Stock, $0.01 par valueF1,F5 | Dec 21, 2018 | J | 419,495 | $0.00 | A | 612,315 | D | |
| Common Stock, $0.01 par valueF6,F5,F4,F7 | Dec 24, 2018 | J | 9,573 | $0.00 | D | 0 | I | Trustee |
| Common Stock, $0.01 par valueF8,F7 | Dec 24, 2018 | J | 12,750 | $0.00 | D | 0 | I | Officer and director of corporate owner |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction reports the distribution of shares held by a trust. The shares held by the trust were distributed to the beneficiaries of that trust.
- F2Reporting Person is the co-trustee and a beneficiary of a trust which held these shares.
- F3This transaction reports the receipt of shares distributed by a trust. The Reporting Person is a co-trustee and a beneficiary of that trust.
- F4Reporting Person is a trustee of a trust for the benefit of another.
- F5Total reported as held by Reporting Person after this transaction reflects the shares held in this trust.
- F6This transaction reports the receipt of shares distributed by a trust.
- F7Reporting Person has no pecuniary interest in these shares, except as a trustee, co-trustee, officer or director.
- F8This transaction reflects the resignation of the Reporting Person as an officer and director of a corporate owner of shares.