SEC Form 4 · accession 0001104659-16-153453
VOLT INFORMATION SCIENCES, INC. · VISI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael D. Dean
Officer — President & CEO · Director
Period of report
Oct 19, 2016
Accepted (ET)
Oct 31, 2016 · 8:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000103872
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 19, 2016 | M | 13,339 | — | A | 110,326 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | — | Oct 19, 2016 | M | 13,339 | D | — | — | Common Stock | 13,339 | 26,677 | D |
Explanation of responses
- F1Restricted stock units converted into common stock on a one-for-one basis.
- F2On October 19, 2015, the reporting person was granted 40,016 restricted stock units, vesting in three equal installments on each of the first three anniversaries of October 19, 2015.