SEC Form 4 · accession 0001246360-18-000013

PIONEER NATURAL RESOURCES CO · PXD

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Dec 31, 2017

Accepted (ET)

Jan 3, 2018 · 5:07 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001038357

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F2	Dec 31, 2017	M	7,327	$0.00	A	582,793	D
Common Stock	Dec 31, 2017	A	42,029	$0.00	A	624,822	D
Common Stock^F2	Dec 31, 2017	D	7,327	$172.85	D	617,495	D
Common Stock	Jan 2, 2018	A	706	$0.00	A	618,201	D
Common Stock^F1	holding	—	—		—	22,123	I	401(k)
Common Stock	holding	—	—		—	2,760	I	by Spouse
Common Stock	holding	—	—		—	20,000	I	Family Trust (Officer Trustee)
Common Stock	holding	—	—		—	20,000	I	Family Trust (Spouse Trustee)

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Phantom Stock	$0.00	Dec 31, 2017	M	7,327	D	Dec 31, 2017	Dec 31, 2017	Common Stock	37,827	30,500	D

F1Consists of shares beneficially owned as a result of reporting person's ownership of units in the Pioneer Natural Resources USA, Inc. 401(k)
F2Pursuant to the Pioneer Natural Resources Company Executive Deferred Compensation Plan, each share of phantom stock represents the right to receive one share of PXD common stock or the cash value thereof. As a result of his retirement effective December 31, 2017, 7,327 of the phantom units held by the reporting person were settled for cash in connection with his retirement in a transaction exempt from liability pursuant to Rule 16b-3.