SEC Form 4 · accession 0001246360-16-006834
PIONEER NATURAL RESOURCES CO · PXD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy L Dove
Officer — President & COO · Director
Period of report
Sep 20, 2016
Accepted (ET)
Sep 22, 2016 · 4:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001038357
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 20, 2016 | M | 20,000 | $15.62 | A | 289,693 | D | |
| Common Stock | Sep 20, 2016 | M | 19,680 | $47.10 | A | 309,373 | D | |
| Common Stock | Sep 20, 2016 | S | 39,680 | $176.17 | D | 269,693 | D | |
| Common Stock | Sep 20, 2016 | S | 17,683 | $176.55 | D | 252,010 | D | |
| Common StockF1 | holding | — | — | — | 351 | I | 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $15.62 | Sep 20, 2016 | M | 20,000 | D | Feb 18, 2012 | Feb 18, 2019 | Common Stock | 20,000 | 0 | D |
| Non-Qualified Stock Option (right to buy) | $47.10 | Sep 20, 2016 | M | 19,680 | D | Feb 16, 2013 | Feb 16, 2020 | Common Stock | 19,680 | 0 | D |
Explanation of responses
- F1Consists of shares beneficially owned as a result of reporting person's ownership of units in the Pioneer Natural Resources USA, Inc. 401(k)
- F2This transaction was executed in multiple trades at prices ranging from $176.07 to $177.03. The price reported above reflects the weighted average sale price. The reporting person will provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3This transaction was executed in multiple trades at prices ranging from $176.43 to $176.70. The price reported above reflects the weighted average sale price. The reporting person will provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.