SEC Form 4/A · accession 0001246360-15-002455
PIONEER NATURAL RESOURCES CO · PXD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Richard P Dealy
Officer — EVP & CFO
Period of report
May 30, 2014
Accepted (ET)
Jun 4, 2015 · 5:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001038357
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 30, 2014 | M | 4,213 | $98.69 | A | 200,775 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $98.69 | May 30, 2014 | M | 4,213 | D | Feb 15, 2012 | Feb 15, 2021 | Common Stock | 4,213 | 0 | D |
Explanation of responses
- F1This Amendment is being filed to correct a Form 4 filed on behalf of the reporting person. The third party stock plan administrator of the Issuer incorrectly identified the transaction as a sale of previously owned shares rather than an exercise of a stock option and sale of the shares acquired. In addition, the error resulted in the direct ownership following the reported transactions being incorrectly reported in the original filing and in the four Forms 4 that were filed subsequently (under-reported by 4,213 shares). The amount reported in Column 5 of this Amendment reflects the total direct ownership of the reporting person as of 5/30/14 as if the original filing were made correctly.