SEC Form 4 · accession 0001209191-17-026112
BANK OF THE OZARKS INC · OZRK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
George G Gleason II
Officer — Chairman & CEO · Director
Period of report
Apr 5, 2017
Accepted (ET)
Apr 6, 2017 · 5:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001038205
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 5, 2017 | M | 4,000 | $7.589 | A | 167,176 | I | Shares held by Spouse |
| Common Stock | holding | — | — | — | 1,051,070 | D | ||
| Common Stock | holding | — | — | — | 4,800 | I | Shares held in Trust for Adult Child | |
| Common Stock | holding | — | — | — | 2,571,200 | I | Shares held in Gleason Trust | |
| Common Stock | holding | — | — | — | 1,980,974 | I | Shares held in 401(k) at 04/05/2017 | |
| Common Stock | holding | — | — | — | 180,124 | I | Shares held by Trust of which Mr. Gleason, his wife and descendants are beneficiaries. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non Employee Director Stock Option (Right to Buy) | $7.589 | Apr 5, 2017 | M | 4,000 | D | Apr 18, 2007 | Apr 18, 2017 | Common Stock | 4,000 | 0 | I |