SEC Form 4 · accession 0001209191-17-010930
BANK OF THE OZARKS INC · OZRK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert C East
Director
Period of report
Feb 13, 2017
Accepted (ET)
Feb 15, 2017 · 8:49 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001038205
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 13, 2017 | M | 4,000 | $7.589 | A | 136,144 | D | |
| Common StockF1 | Feb 13, 2017 | S | 4,000 | $55.7228 | D | 132,144 | D | |
| Common Stock | holding | — | — | — | 1,400 | I | Shares held by Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Employee Director Stock Option (Right to Buy) | $7.589 | Feb 13, 2017 | M | 4,000 | D | Apr 18, 2007 | Apr 18, 2017 | Common Stock | 4,000 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple trades on February 13, 2017, at prices ranging from $55.7200 to $55.7501, inclusive. The reporting person hereby undertakes to provide to Bank of the Ozarks, Inc., a shareholder of Bank of the Ozarks, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.